Steven J. Elias

AMERICAN VETERANS GROUP, PBC

Melville, NY 11747

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CRD#: 813454

Professional summary

Steven John Elias SR., who also goes by Steven John Elias, is a registered financial professional currently at AMERICAN VETERANS GROUP, PBC located in Melville, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1975. Steven has worked at 16 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 1, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven John Elias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven John Elias SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2022 - Present

AMERICAN VETERANS GROUP, PBC

Office #1: 324 S. Service Road Suite 107, Melville, NY 11747

CRD#: 291933

Melville, NY

Past

September 1, 2020 - October 19, 2022

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

March 10, 2015 - September 1, 2020

EK RILEY INVESTMENTS, LLC

CRD#: 121003

Seattle, WA

Past

November 21, 2012 - March 17, 2015

BB&T SECURITIES, LLC

CRD#: 142785

MYRTLE BEACH, SC

Past

June 5, 2006 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

MYRTLE BEACH, SC

Past

May 14, 2002 - June 1, 2006

HENNION & WALSH, INC.

CRD#: 25766

FREEHOLD, NJ

Past

November 11, 1999 - May 13, 2002

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

WEST ORANGE, NJ

Past

December 5, 1986 - November 29, 1999

WORLD FINANCIAL SERVICES, INC.

CRD#: 18461

NEW YORK, NY

Past

October 26, 1984 - September 26, 1986

UNDERHILL ASSOCIATES, INCORPORATED

CRD#: 6999

Past

June 22, 1983 - August 23, 1984

MATTHEWS & WRIGHT, INC.

CRD#: 7025

Past

September 27, 1982 - March 14, 1983

HALPERT AND COMPANY, INC.

CRD#: 7094

Past

March 3, 1980 - September 16, 1982

MABON, NUGENT & CO.

CRD#: 2617

Past

December 22, 1978 - March 28, 1980

BROADCHILD SECURITIES CORP.

CRD#: 7702

Past

August 14, 1978 - August 23, 1978

M V SECURITIES, INC. INC.

CRD#: 7201

Past

January 13, 1976 - May 28, 1978

WILSON WHITE, BELF, LAKE, ROCHLIN & CO.

CRD#: 6986

Past

October 7, 1975 - February 5, 1976

WILSON WHITE, BELF, LAKE, ROCHLIN & CO., INC.

CRD#: 5123

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/19/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 10/2/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/1986

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/5/1986

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN VETERANS GROUP, PBC

CRD#: 291933 / SEC#: , 8-70063

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

324 S. Service Road Suite 107, Melville, NY 11747

Mailing Address

324 S. Service Road Suite 107, Melville, NY 11747

Phone number

(646) 933-8387

Established

Delaware since 10/20/2017

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BILES, WILLIAM B	CHAIRMAN / CEO	6509954
AMERICAN VETS GROUP FOUNDATION, INC.	SHAREHOLDER
FRAZIER, WILLIAM HENRY	PARTNER	1031058
KURTZER, JARED MICHAEL	MANAGING PARTNER	2726672
CARROLL, PAUL COURTNEY	CHIEF COMPLIANCE OFFICER	4655374
NIXON, JON ALAN	FINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Elias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven John Elias SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN BLAS SECURITIES LLC

EK RILEY INVESTMENTS, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

HENNION & WALSH, INC.

GOLDEN HARRIS CAPITAL GROUP, INC.

WORLD FINANCIAL SERVICES, INC.

UNDERHILL ASSOCIATES, INCORPORATED

MATTHEWS & WRIGHT, INC.

HALPERT AND COMPANY, INC.

MABON, NUGENT & CO.

BROADCHILD SECURITIES CORP.

M V SECURITIES, INC. INC.

WILSON WHITE, BELF, LAKE, ROCHLIN & CO.

WILSON WHITE, BELF, LAKE, ROCHLIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/21/1980

Series 1

Date: 10/2/1975

Series 24

Date: 11/20/1986

Series 53

Date: 11/5/1986

FINRA

Current Firm

AMERICAN VETERANS GROUP, PBC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AMERICAN VETERANS GROUP, PBC

TRUST BUT VERIFY

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