AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
IL

Ian Little

PINE DISTRIBUTORS
DENVER, CO
·CRD# 8134009·1 year experience

Professional Summary

Ian Little is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Denver, Colorado. Ian is registered as a RR (Registered Representative) and started their career in finance in 2025. Ian has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

GREENWOOD VILLAGE, CO · CRD#
View profile
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Years of Experience

1 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408
BD
501 S. Cherry Street Suite 610, Denver, CO 80246
January 2, 2026 - Present
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Scottsdale, AZ
August 18, 2025 - December 31, 2025

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2025About the SIE exam
FINRA
SRO Registrations

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ian Little's CRS (Customer Relationship Summary).

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#
IL
Follow Ian
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required