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Nicolo Bossi

ACCESS SECURITIES
Matthews, NC
CRD#: 8130752
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NB
Nicolo BossiACCESS SECURITIES

Professional summary

Nicolo Bossi, who also goes by Nico Bossi, is a registered financial professional currently at ACCESS SECURITIES, LLC located in Matthews, North Carolina.

Nicolo is registered as a RR (Registered Representative) and started their career in finance in 2025. Nicolo has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nico Bossi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolo Bossi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2025 - Present

ACCESS SECURITIES, LLC

BD
CRD#: 22455
Matthews, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/5/2025)
RR
Florida
(10/17/2025)
RR
Illinois
(10/17/2025)
RR
Massachusetts
(10/17/2025)
RR
Missouri
(10/24/2025)
RR
North Carolina
(10/17/2025)
RR
Texas
(10/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/5/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ACCESS SECURITIES, LLC
ACCESS SECURITIES, INC. | ACCESS SECURITIES, LLC

CRD#: 22455 / SEC#: , 8-39729

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
140 Elm Street Suite 7, New Canaan, CT 06840
Mailing Address
140 Elm Street Suite 7, New Canaan, CT 06840
Phone number
(203) 322-3377
Established
Delaware since 05/30/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LEPERCQ DE NEUFLIZE & CO., INCORPORATEDMEMBER
CRAWFORD, SHARI JEANNESECRETARY (2/2024) AND CFO (01/2010), AMLCO AND GSP AND CCO2387030
FELDMAN, RICHARD MARKFINOP2273453
GOING, MICHAEL LEEPRESIDENT/CEO, GSP, SOLE MANAGER4687384

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACCESS SECURITIES, LLC

CRD#: 22455Matthews, NC

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