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JS

Jerry Stone

KWM SECURITIES
AUSTIN, TX 78746
CRD#: 8130545
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JS
Jerry StoneKWM SECURITIES

Professional summary

Jerry Stone is a registered financial professional currently at KWM SECURITIES LLC located in Austin, Texas.

Jerry is registered as a RR (Registered Representative) and started their career in finance in 2026. Jerry has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerry Stone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

KWM SECURITIES LLC

Office #1: 3500 Capital Of Texas Hwy #2332, Austin, TX 78746
BD
CRD#: 327258
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/16/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/11/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KWM SECURITIES LLC
KWM SECURITIES LLC

CRD#: 327258 / SEC#: , 8-71123

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746
Mailing Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746
Phone number
(201) 474-4011
Established
New Jersey since 04/28/2023
Firm type
Limited Liability Company
Fiscal year end
August
Firm Size
Small
# of Employees

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRCBD LLCDIRECT OWNER
DUMONT, SUSAN ELIZABETHCHIEF COMPLIANCE OFFICER/CEO2346501
STOUBER, RANDY MARCFINOP, PFO, POO,GSP1104531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KWM SECURITIES LLC

CRD#: 327258Austin, TX 78746

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