Jerry Stone
Professional Summary
Jerry Stone is a registered financial advisor currently at KWM SECURITIES LLC located in Austin, Texas. Jerry is registered as a RR (Registered Representative) and started their career in finance in 2026. Jerry has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
KWM SECURITIES LLC
Contact Information
Main Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746Mailing Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746Phone Number
(201) 474-4011Established
New Jersey since 04/28/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDirect owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jerry Stone's CRS (Customer Relationship Summary).
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