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BN

Braeden A. Neumann

THE M & A GROUP
STILLWATER, MN 55082
CRD#: 8130194
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BN
Braeden Alvin NeumannTHE M & A GROUP

Professional summary

Braeden Alvin Neumann, who also goes by Braeden Neumann, is a registered financial professional currently at THE M & A GROUP LLC located in Stillwater, Minnesota.

Braeden is registered as a RR (Registered Representative) and started their career in finance in 2025. Braeden has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Braeden Neumann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Braeden Alvin Neumann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2025 - Present

THE M & A GROUP LLC

Office #1: 512 Liberty Parkway, Stillwater, MN 55082
BD
CRD#: 144909
STILLWATER, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/2/2026)
RR
Alaska
(1/2/2026)
RR
Arizona
(1/2/2026)
RR
Arkansas
(1/2/2026)
RR
California
(1/2/2026)
RR
Colorado
(1/2/2026)
RR
Connecticut
(1/2/2026)
RR
Delaware
(1/2/2026)
RR
District of Columbia
(1/2/2026)
RR
Florida
(1/2/2026)
RR
Georgia
(1/2/2026)
RR
Hawaii
(1/2/2026)
RR
Idaho
(1/2/2026)
RR
Illinois
(1/2/2026)
RR
Indiana
(1/2/2026)
RR
Iowa
(1/2/2026)
RR
Kansas
(1/2/2026)
RR
Kentucky
(1/2/2026)
RR
Louisiana
(1/2/2026)
RR
Maine
(1/2/2026)
RR
Maryland
(1/2/2026)
RR
Massachusetts
(1/2/2026)
RR
Michigan
(1/2/2026)
RR
Minnesota
(1/2/2026)
RR
Mississippi
(1/2/2026)
RR
Missouri
(1/2/2026)
RR
Montana
(1/2/2026)
RR
Nebraska
(1/2/2026)
RR
Nevada
(1/2/2026)
RR
New Hampshire
(1/2/2026)
RR
New Jersey
(1/2/2026)
RR
New Mexico
(1/2/2026)
RR
New York
(1/2/2026)
RR
North Carolina
(1/2/2026)
RR
North Dakota
(9/19/2025)
RR
Ohio
(1/2/2026)
RR
Oklahoma
(1/2/2026)
RR
Oregon
(1/2/2026)
RR
Pennsylvania
(1/2/2026)
RR
Rhode Island
(1/2/2026)
RR
South Carolina
(1/2/2026)
RR
South Dakota
(1/2/2026)
RR
Tennessee
(1/2/2026)
RR
Texas
(1/2/2026)
RR
Utah
(1/2/2026)
RR
Vermont
(1/2/2026)
RR
Virginia
(1/2/2026)
RR
Washington
(1/2/2026)
RR
West Virginia
(1/2/2026)
RR
Wisconsin
(1/2/2026)
RR
Wyoming
(1/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/19/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TM
THE M & A GROUP LLC
LAKEPOINTE CAPITAL ADVISORS LLC | THE M & A GROUP LLC | THE M & A GROUP - SORENSEN FREELAND PARTNERS, LLC

CRD#: 144909 / SEC#: , 8-67684

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
512 Liberty Parkway, Stillwater, MN 55082
Mailing Address
512 Liberty Parkway, Stillwater, MN 55082
Phone number
(651) 430-3220
Established
Minnesota since 10/18/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SORENSEN, IVAR W.FINOP5679179
VITALE, RICHARD JAMESEXECTUIVE REPRESENTATIVE/CEO/CCO4752484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE M & A GROUP LLC

CRD#: 144909Stillwater, MN 55082

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