MF
Mitchell Franklin
TD SECURITIES (USA)
Dallas, TX 75201
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CRD#: 8125969
MF
Mitchell FranklinTD SECURITIES (USA)
Professional summary
Mitchell Franklin, who also goes by Mitchell Hall Franklin, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Dallas, Texas.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2025. Mitchell has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Mitchell Hall Franklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2026 - Present
TD SECURITIES (USA) LLC
Office #1: 2021 Mckinney Avenue 19th Fl, Dallas, TX 75201BD
CRD#: 18476
Dallas, TX
Past
August 11, 2025 - August 21, 2026
BMO CAPITAL MARKETS CORP.
BD
CRD#: 16686
Seattle, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2026)
RR
Alaska(9/8/2026)
RR
Arizona(9/8/2026)
RR
Arkansas(9/8/2026)
RR
California(9/8/2026)
RR
Colorado(9/8/2026)
RR
Connecticut(9/8/2026)
RR
Delaware(9/8/2026)
RR
District of Columbia(9/8/2026)
RR
Florida(9/8/2026)
RR
Georgia(9/8/2026)
RR
Hawaii(9/8/2026)
RR
Idaho(9/8/2026)
RR
Illinois(9/8/2026)
RR
Indiana(9/8/2026)
RR
Iowa(9/8/2026)
RR
Kansas(9/8/2026)
RR
Kentucky(9/8/2026)
RR
Louisiana(9/8/2026)
RR
Maine(9/8/2026)
RR
Maryland(9/8/2026)
RR
Massachusetts(9/8/2026)
RR
Michigan(9/8/2026)
RR
Minnesota(9/8/2026)
RR
Mississippi(9/8/2026)
RR
Missouri(9/8/2026)
RR
Montana(9/8/2026)
RR
Nebraska(9/8/2026)
RR
Nevada(9/8/2026)
RR
New Hampshire(9/8/2026)
RR
New Jersey(9/8/2026)
RR
New Mexico(9/8/2026)
RR
New York(9/8/2026)
RR
North Carolina(9/8/2026)
RR
North Dakota(9/8/2026)
RR
Ohio(9/8/2026)
RR
Oklahoma(9/8/2026)
RR
Oregon(9/8/2026)
RR
Pennsylvania(9/8/2026)
RR
Puerto Rico(9/8/2026)
RR
Rhode Island(9/8/2026)
RR
South Carolina(9/8/2026)
RR
South Dakota(9/8/2026)
RR
Tennessee(9/8/2026)
RR
Texas(9/8/2026)
RR
Utah(9/8/2026)
RR
Vermont(9/8/2026)
RR
Virginia(9/8/2026)
RR
Washington(9/8/2026)
RR
West Virginia(9/8/2026)
RR
Wisconsin(9/8/2026)
RR
Wyoming(9/8/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Passed: 8/11/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TD SECURITIES (USA) LLC
AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.
CRD#: 18476 / SEC#: , 8-36747
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Vanderbilt Avenue, New York, NY 10017
Mailing Address
One Vanderbilt Avenue, New York, NY 10017
Phone number
(212) 827-7000
Established
Delaware since 11/01/2004
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 22 |
| Criminal | 1 |
Red Flags
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Company Information
TD SECURITIES (USA) LLC
CRD#: 18476Dallas, TX 75201TRUST BUT VERIFY
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