Richard F. Pisaneschi
Professional summary
Richard Florando Pisaneschi is a registered financial professional currently at LPL FINANCIAL LLC located in Rochester, New York and ESL INVESTMENT SERVICES, LLC located in Rochester, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2025. Richard has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Florando Pisaneschi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2025 - Present
LPL FINANCIAL LLC
Office #1: 100 Canal View Blvd, Rochester, NY 14623Office #2: 1881 Monroe Avenue, Rochester, NY 14618March 11, 2026 - Present
ESL INVESTMENT SERVICES, LLC
Office #1: 100 Canal View Boulevard, Rochester, NY 14623Office #2: 1881 Monroe Avenue, Rochester, NY 14618State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2026)
Exams
Series 6TO
Date: 11/18/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ESL INVESTMENT SERVICES, LLC
CRD#: 139176 / SEC#: , 8-67195
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ESL INVESTMENT SERVICES, LLC
CRD#: 139176Rochester, NY 14623TRUST BUT VERIFY
Monitor Richard Pisaneschi
Get automatic monthly alerts on: