Alan D. Hendrickson

AMERITAS ADVISORY SERVICES

CARMEL, IN 46033

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CRD#: 812451

Professional summary

Alan Dale Hendrickson is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Carmel, Indiana and AMERITAS INVESTMENT COMPANY, LLC located in Carmel, Indiana.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Alan has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALKJ FAMILY FARM; 512 E FOURTH ST, BROOKSTON IN 47923; NON-INV REL; FAMILY FARM CORPORATION; PRESIDENT; START DATE=04/1980; HRS/MO=1; TRADING HRS/MO=1; ANNUAL MEETING * ALAN HENDRICKSON & ASSOCIATES; SAME AS BRANCH; INV REL; INSURANCE FIRM THAT COLLECTS RENEWALS AND SERVICES EXISTING BUSINESS; OWNER; START DATE=04/1972; HRS/MO=160; TRADING HRS/MO=120; DUTIES N/A * HANG NINE BAND; SAME AS RESIDENCE; NON-INV REL; BAND; MUSICIAN; START DATE=01/2014; HRS/MO=10; TRADING HRS/MO=0; GUITAR PLAYER * Hendrickson Financial Group; same as branch; inv rel; insurance sales and service; Owner/Sales; start date=01/2021; hrs/mo=160; trading hrs/mo=160; sales and service of life and health insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Dale Hendrickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 12147 Crestwood Dr, Carmel, IN 46033

RIA

CRD#: 317245

CARMEL, IN

Current

October 31, 2003 - Present

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Carmel, IN

Past

September 30, 2004 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

INDIANAPOLIS, IN

Past

January 9, 2003 - September 30, 2004

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

INDIANAPLIS, IN

Past

December 16, 2002 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

March 26, 2001 - December 19, 2002

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

INDIANAPOLIS, IN

Past

November 21, 2000 - December 19, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 21, 2000 - December 19, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 15, 1986 - November 10, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 27, 1983 - April 23, 1986

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

January 27, 1980 - July 9, 1981

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

Past

September 18, 1975 - August 10, 1979

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/14/2006)

Georgia
(9/9/2010)

Indiana
(10/31/2003)

IAR

Indiana
(11/1/2021)

Michigan
(10/31/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/15/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/12/1975

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan D. Hendrickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Dale Hendrickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MUTUAL SERVICE CORPORATION

LOWRY FINANCIAL SERVICES CORPORATION

PACIFIC SELECT DISTRIBUTORS, LLC

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1980

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 1

Date: 9/12/1975

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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