William Ferrence
Professional summary
William Ferrence, who also goes by Billy Ferrence, is a registered financial professional currently at ALPACA SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2025. William has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Ferrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2025 - Present
ALPACA SECURITIES LLC
Office #1: 12 E 49th St. Floor 11, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 9/20/2025
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
Current Firm
ALPACA SECURITIES LLC
CRD#: 288202 / SEC#: , 8-69928
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | |
| DIAZ, ZACHARY LUCIANO | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
| ZIA, NABEEL | CHIEF RISK OFFICER | 6787622 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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