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Adam L. Witty

CNL SECURITIES
ORLANDO, FL 32801
Some features on this profile are disabled
CRD#: 8122608
AW
Adam Lee WittyCNL SECURITIES

Professional summary

Adam Lee Witty, who also goes by Adam Lee Witty, Adam Witty, is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2025. Adam has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

Adam Lee Witty | Adam Witty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Lee Witty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

CNL SECURITIES CORP.

Office #1: 450 South Orange Avenue Suite 1400, Orlando, FL 32801
BD
CRD#: 10356
ORLANDO, FL
Past

May 29, 2026 - July 17, 2026

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Orlando, FL
Past

February 25, 2026 - July 17, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Orlando, FL
Past

July 25, 2025 - September 3, 2025

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(7/10/2026)
RR
Florida
(7/10/2026)
RR
Illinois
(7/10/2026)
RR
Iowa
(7/10/2026)
RR
Kansas
(7/10/2026)
RR
Minnesota
(7/10/2026)
RR
Missouri
(7/10/2026)
RR
Nebraska
(7/10/2026)
RR
North Dakota
(7/10/2026)
RR
South Dakota
(7/10/2026)
RR
Wisconsin
(7/10/2026)
RR
Wyoming
(7/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/15/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/25/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CNL SECURITIES CORP.
CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: , 8-26901

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
450 South Orange Avenue Suite 1300, Orlando, FL 32801
Mailing Address
P.o Box 4920, Orlando, FL 32802-4920
Phone number
(407) 650-1000
Established
Florida since 11/13/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CNL FINANCIAL GROUP, INC.PARENT COMPANY OF CNL SECURITIES CORP.
BOYCE, KATHLEEN ANNECHIEF COMPLIANCE OFFICER3086688
HELMS, BRACKSTON EDWARDCO-PRESIDENT2730942
MUJA, GZIMCO-PRESIDENT2916434
MUJA, GZIMNATIONAL SALES DIRECTOR2916434
TURNER, TRACY JEANNECHIEF FINANCIAL OFFICER, FINOP & TREASURER6122300

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CNL SECURITIES CORP.

CRD#: 10356Orlando, FL 32801

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