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Derby Gallo

BAKER GALLO
MIDLAND, TX
·CRD# 8122407·1 year experience

Professional Summary

Derby Gallo, who also goes by Derby Gray Jones, is a registered financial advisor currently at BAKER GALLO located in Midland, Texas. Derby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Derby has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derby Gray Jones

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

BAKER GALLO·CRD# 337609
RIA
4912 N Midkiff Rd, Midland, TX 79705
November 13, 2025 - Present

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Current Firm

BG
BAKER GALLO

BAKER GALLO | BAKER GALLO PLLC

CRD#: 337609
Texas
Registered Investment Advisory firm - Texas (11/13/2025 Approved)

Contact Information

Main Address

4912 N Midkiff Rd, Midland, TX 79705

Phone Number

(432) 682-1597

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

50% owner in Baker & Gallo Investments, which is a holding company for me and my partner to invest in private/alternative investments. This is a passive activity (personal investment purposes only) where both partners spend less than 1 hour / month on this activity. Investment holdings include limited partnerships that own apartments, raw land, oil & gas interest, etc.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(11/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Derby Gallo's CRS (Customer Relationship Summary).

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