Van G. Rutter
Professional summary
Van G Rutter is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Wall, New Jersey.
Van is registered as a RR (Registered Representative) and started their career in finance in 2025. Van has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Van G Rutter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2026 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 3349a State Route 138 Allaire Corporate Center Building A, Suite A, Seco, Wall, NJ 07719June 28, 2025 - April 23, 2026
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2026)
(6/10/2026)
Exams
Series 6TO
Date: 6/27/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THIRD SEVEN CAPITAL LLC
CRD#: 160209Wall, NJ 07719TRUST BUT VERIFY
Monitor Van Rutter
Get automatic monthly alerts on: