Francisco M. Sussini

ALLARIA ASSET MANAGEMENT

Florence, SC

CRD#: 8117765

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Professional summary

Francisco Miguel Sussini is a registered financial advisor currently at ALLARIA ASSET MANAGEMENT, LLC located in Florence, South Carolina and ALLARIA SECURITIES, LLC located in Miami, Florida.

Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Francisco has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Miguel Sussini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2025 - Present

ALLARIA ASSET MANAGEMENT, LLC

RIA

CRD#: 287513

Florence, SC

Current

December 22, 2025 - Present

ALLARIA SECURITIES, LLC

Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131

CRD#: 286504

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLARIA ASSET MANAGEMENT, LLC

CRD#: 287513 / SEC#: 801-125025

RIA

Registered Investment Advisory firm - (5/13/2022 Approved)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(7/1/2025)

Florida
(12/23/2025)

IAR

South Carolina
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/30/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/21/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2025

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLARIA ASSET MANAGEMENT, LLC

CRD#: 287513 / SEC#: 801-125025

RIA

Registered Investment Advisory firm - (5/13/2022 Approved)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

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Contact information

Main Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Mailing Address

Phone number

(786) 686-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLARIA ASSET MANAGEMENT BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 115,084,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Francisco M. Sussini

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Miguel Sussini's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLARIA ASSET MANAGEMENT, LLC

ALLARIA SECURITIES, LLC

Primary Firm SEC Registration

ALLARIA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/2026

Series 65

Date: 9/21/2023

SIE

Date: 12/22/2025

Series 7TO

Date: 12/22/2025

FINRA

Current Firm

ALLARIA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLARIA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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