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PT

Peter D. Tamny

BARDI CO. LLC
Los Angeles, CA 90071
Some features on this profile are disabled
CRD#: 811714
PT

Professional summary

Peter Douglas Tamny is a registered financial professional currently at BARDI CO. LLC located in Los Angeles, California.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1975. Peter has worked at 9 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Douglas Tamny's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2021 - Present

BARDI CO. LLC

Office #1: 633 West 5th St. 28th Floor, Los Angeles, CA, 90071
RIA
BD
CRD#: 166134
Los Angeles, CA
Past

April 26, 1993 - May 11, 2020

BROCKETT TAMNY & CO. INCORPORATED

BD
CRD#: 30778
LOS ANGELES, CA
Past

December 9, 1986 - September 17, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 5, 1981 - June 1, 1984

BLYTH EASTMAN PAINE WEBBER INCORPORATED

BD
CRD#: 8166
Past

May 5, 1981 - June 11, 1986

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

January 7, 1980 - May 30, 1981

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

February 24, 1978 - July 20, 1990

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

April 23, 1976 - December 28, 1979

BLYTH EASTMAN DILLON & CO. INCORPORATED

BD
CRD#: 6361
Past

August 21, 1975 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/10/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/24/1995
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1975
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/10/1992
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BARDI CO. LLC
BARDI CAPITAL MANAGEMENT | MANFRE, CHRISTIANO | MANFRE, CHRIS | BARDI CO. LLC

CRD#: 166134 / SEC#: 802-114617, 8-69190

California
Registered Investment Advisory firm - SEC (1/13/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Mailing Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071
Phone number
(310) 993-9960
Established
California since 09/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10

FINRA licenses (2 States and Territories)

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Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BARDI CORPORATIONFULLY OWNED BY BARDI CORPORATION
MANFRE, CHRISTIANO LUIGICEO/CFO/CCO/FINOP

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 275,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn5/29/2020
CaliforniaERA - Withdrawn9/23/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARDI CO. LLC

CRD#: 166134Los Angeles, CA 90071

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