Peter Douglas Tamny
Professional Summary
Peter Douglas Tamny is a registered financial advisor currently at BARDI CO. LLC located in Los Angeles, California. Peter is registered as a RR (Registered Representative) and started their career in finance in 1975. Peter has worked at 9 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
BARDI CAPITAL MANAGEMENT | MANFRE, CHRISTIANO | MANFRE, CHRIS | BARDI CO. LLC
Contact Information
Main Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071Mailing Address
633 West 5th St. 28th Floor, Los Angeles, CA, 90071Phone Number
(310) 993-9960Established
California since 09/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
10FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARDI CORPORATION | FULLY OWNED BY BARDI CORPORATION | — |
| MANFRE, CHRISTIANO LUIGI | CEO/CFO/CCO/FINOP | — |
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$275,000Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 5/29/2020 |
| California | ERA - Withdrawn | 9/23/2021 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/10/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Douglas Tamny's CRS (Customer Relationship Summary).
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