Colby D. Hagen
Professional summary
Colby Donald Hagen, who also goes by Colby Hagen, is a registered financial professional currently at EQUITY SHIFT, INC. located in Raleigh, North Carolina.
Colby is registered as a RR (Registered Representative) and started their career in finance in 2026. Colby has worked at 1 firm and has passed the SIE and Series 99TO exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colby Donald Hagen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2026 - Present
EQUITY SHIFT, INC.
Office #1: 434 Fayetteveille Street Suite 1150, Raleigh, NC 27601State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/16/2025
Operations Professional ExaminationFINRA
Current Firm
EQUITY SHIFT, INC.
CRD#: 309841 / SEC#: , 8-70550
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUITY SHIFT HOLDINGS, INC. | OWNER | |
| DUCKETT, WILLIAM GARRISON | CHIEF OPERATIONS OFFICER, CO-CHIEF COMPLIANCE OFFICER AND SECRETARY | 7270660 |
| GORDON, THOMAS MARSHALL III | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE REPRESENTATIVE AND CHAIRPERSON OF THE BOARD | 7270771 |
| PORTWOOD, WILLIAM BOYCE | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER AND CO-CHIEF COMPLIANCE OFFICER | 4853700 |
Red Flags
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Company Information
EQUITY SHIFT, INC.
CRD#: 309841Raleigh, NC 27601TRUST BUT VERIFY
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