Sidney I. Nachman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Irving Nachman, who also goes by Sid Nachman, Sidney I Nachman, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1975. Sidney had worked at 12 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2004 - January 21, 2022
SOUTHEAST INVESTMENTS, N.C., INC.
June 12, 2003 - March 10, 2004
FINANCIAL WEST GROUP
October 23, 2001 - June 11, 2003
CAPITAL STRATEGIES LIMITED
July 8, 2000 - October 11, 2001
OSAIC FS, INC.
October 30, 1997 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
December 8, 1994 - October 27, 1997
VOYA FINANCIAL ADVISORS, INC.
July 30, 1991 - December 31, 2004
NUTS N BOLTS PLANNING, INC.
August 28, 1990 - March 1, 1995
CAPITAL STRATEGIES LIMITED
October 31, 1986 - November 24, 1986
ABACUS EQUITY SERVICES, INC.
September 24, 1986 - September 13, 1990
USLIFE EQUITY SALES CORP.
February 10, 1982 - October 2, 1986
CARDELL & ASSOCIATES, INCORPORATED
October 7, 1980 - February 14, 1982
OSAIC FS, INC.
October 31, 1977 - March 16, 1979
GUARDIAN INVESTOR SERVICES LLC
August 11, 1975 - November 27, 1976
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/4/1975
Registered Representative ExaminationCurrent Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
