US
Utkarsh Sharma
BRUCE MARKETS
CHICAGO, IL 60604
CRD#: 8108954
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US
Utkarsh SharmaBRUCE MARKETS
Professional summary
Utkarsh Sharma is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.
Utkarsh is registered as a RR (Registered Representative) and started their career in finance in 2025. Utkarsh has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Utkarsh Sharma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2025 - Present
BRUCE MARKETS LLC
Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604BD
CRD#: 300209
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BM
BRUCE MARKETS LLC
ALL TIME ATS | PEAK6 TRADING LLC | BRUCE MARKETS LLC | APEX CRYPTO LLC
CRD#: 300209 / SEC#: , 8-70286
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Phone number
(312) 444-8000
Established
Delaware since 03/19/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
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