JG
John H. Gakenheimer
CONCORDE ASSET MANAGEMENT
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 810171
JG
Professional summary
John Herbert Gakenheimer, CFP® is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Ann Arbor, Michigan and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. John has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Elder Care
Retirement Planning
Divorce Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gakenheimer Family LLC, Investment related, Start date: March 2003, Holland, OH. Member. My Family Investment Account. 6-10 hrs/Month. 2) Gakenheimer Insurance, 335 N. King Road, Holland, OH 43528. Investment Related. Owner. Insurance agent/insurance sales and service, 1-5 hrs/mo during business hours, Start date: November 1982. 3) Concorde Asset Management, LLC, Holland, OH. Start date: July 2011, Investment Related. Investment Advisor Representative and Executive Vice President, Investment Advisory, portfolio management. 1-5 hours/month during business hours. 4) John Gakenheimer. Non-investment related. Start date: February 2022. Holland, OH. Owner. Consultant for business development for my son's coffee company. 6-10 hours/month during trading hours. 5) Concorde Trust Services, Investment related, Holland, OH. Position/Title: Investment Advisor Representative/Owner. Nature of the business: Trust Administrative Services offered by advisor friendly trust companies to clients of Concorde Asset Management and to other financial institutions (banks, credit unions, family offices, etc.) in the future. Start date: June 2023. 1-5 hours/month during trading hours. 6) Concorde Insurance Agency, Inc. Start date: November 2023. President and DRLP. Ann Arbor, MI. Investment related. Part time during trading hours. 7) Concorde Holdings, Inc. Investment related. Ann Arbor, MI. Holding company for broker-dealer affiliate. Registered Principal. Start date: February 2024. Full time.
CRS (Client Relationship Summary) - RIA
Click below to view John Herbert Gakenheimer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1982
Experience
Current
July 14, 2011 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108RIA
CRD#: 140367
Ann Arbor, MI
Current
February 29, 2024 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
July 6, 2022 - February 28, 2024
AMERICAN ALTERNATIVE CAPITAL, LLC
BD
CRD#: 309956
ANN ARBOR, MI
Past
September 8, 2010 - July 13, 2022
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Livonia, MI
Past
November 10, 2009 - July 23, 2010
EQUITAS AMERICA, LLC
RIA
CRD#: 39806
FARMINGTON HILLS, MI
Past
August 31, 2009 - July 23, 2010
EQUITAS AMERICA, LLC
BD
CRD#: 39806
FARMINGTON HILLS, MI
Past
July 28, 1997 - April 9, 2008
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MONROE, MI
Past
July 12, 1996 - August 25, 1997
MAGELLAN SECURITIES INC
BD
CRD#: 15986
HARPER WOODS, MI
Past
July 13, 1983 - July 16, 1996
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past
July 23, 1975 - March 21, 1985
MILBROOK SECURITIES CO., INC.
BD
CRD#: 2780
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(1/13/2012)
IAR
Delaware(2/1/2019)
IAR
Illinois(1/13/2025)
IAR
Michigan(7/14/2011)
RR
Michigan(2/29/2024)
RR
New Mexico(10/2/2024)
IAR
Ohio(8/10/2022)
RR
Ohio(2/29/2024)
IAR
Oklahoma(5/10/2019)
IAR
Oregon(5/14/2018)
IAR
Virginia(1/29/2013)
IAR
Washington(5/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
