PN
Paul Ngo
DCMB SECURITIES
Houston, TX 77027
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CRD#: 8101182
PN
Paul NgoDCMB SECURITIES
Professional summary
Paul Ngo is a registered financial professional currently at DCMB SECURITIES LLC located in Houston, Texas.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2026. Paul has worked at 1 firm and has passed the Series 79TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Paul Ngo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2026 - Present
DCMB SECURITIES LLC
Office #1: 1700 West Loop South, Suite 450, Houston, TX 77027BD
CRD#: 146578
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 8/19/2026
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DCMB SECURITIES LLC
DCMB SECURITIES LLC
CRD#: 146578 / SEC#: , 8-67831
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1700 West Loop South, Suite 450, Houston, TX 77027
Mailing Address
1700 West Loop South, Suite 450, Houston, TX 77027
Phone number
(713) 202-4903
Established
Texas since 11/15/2007
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (13 States and Territories)
Red Flags
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