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FIRM PROFILE
Overview
DCMB SECURITIES LLC is located at 1700 West Loop South, Suite 450, Houston, TX 77027 and was first established at Dallas, Texas in 11/15/2007. After operating for 18 years, DCMB SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DCMB SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. DCMB SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DCMB SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DCMB SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DCMB SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DCMB SECURITIES LLC Comes From
Understanding the Statistics for DCMB SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1700 West Loop South, Suite 450, Houston, TX 77027
1700 West Loop South, Suite 450, Houston, TX 77027
Small
(713) 202-4903
Texas since 11/15/2007
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DONOVAN, JOHN WILLIAM JR. | MANAGING MEMBER/PRESIDENT/SECRETARY/DESIGNATED PRINCIPAL/CCO | ||
| KATZ, MARIE | FINOP/CFO | 2457660 |
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Advisor's working at DCMB SECURITIES LLC
James Mccollister Showers
John William Donovan JR.
Marie Katz
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