Reed G. Minuth

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CRD#: 809563

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Reed Grenz Minuth was a registered financial professional .

Reed is a previously registered financial professional and started their career in finance in 1975. Reed had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 5, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2011 - April 2, 2024

PARALLEL ADVISORS, LLC

RIA

CRD#: 140800

SAN FRANCISCO, CA

Past

February 11, 2011 - July 21, 2011

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

SAN FRANCISCO, CA

Past

February 11, 2011 - July 21, 2011

STERNE, AGEE & LEACH, INC.

CRD#: 791

SAN FRANCISCO, CA

Past

April 26, 2004 - February 14, 2011

NOLLENBERGER CAPITAL PARTNERS INC.

RIA

CRD#: 119248

SAN FRANCISCO, CA

Past

April 26, 2004 - February 14, 2011

NOLLENBERGER CAPITAL PARTNERS INC.

CRD#: 119248

SAN FRANCISCO, CA

Past

July 26, 2002 - April 27, 2004

PIPER SANDLER & CO.

RIA

CRD#: 665

SAN FRANCISCO, CA

Past

March 5, 2002 - April 27, 2004

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

February 1, 2000 - March 6, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 6, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

February 24, 1978 - January 7, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 1, 1975 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 3/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/21/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/29/2003

Registered Options Principal Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reed G. Minuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

NOLLENBERGER CAPITAL PARTNERS INC.

NOLLENBERGER CAPITAL PARTNERS INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/1998

Series 63

Date: 9/25/1980

Series 31

Date: 3/30/2004

Series 5

Date: 12/11/1982

Series 7

Date: 6/21/1975

Series 4

Date: 1/29/2003

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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