John D. Berkley

UNCOMMON CENTS INVESTING

Janesville, WI 53546

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CRD#: 809543

Professional summary

John D Berkley is a registered financial advisor currently at UNCOMMON CENTS INVESTING located in Janesville, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John Berkley is the President of John Berkley, Inc. which serves as a business entity for tax purposes and personal real estate holdings. He spends less than 5 hour per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D Berkley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2017 - Present

UNCOMMON CENTS INVESTING

Office #1: 1215 Suffolk Dr. Unit 100, Janesville, WI 53546

RIA

CRD#: 290105

Janesville, WI

Past

October 29, 1997 - October 31, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

JANESVILLE, WI

Past

January 26, 1977 - October 31, 2017

SII INVESTMENTS, INC.

CRD#: 2225

JANESVILLE, WI

Past

July 1, 1975 - February 9, 1976

FPC SECURITIES CORPORATION

CRD#: 5970

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNCOMMON CENTS INVESTING

UNCOMMON CENTS INVESTING | UNCOMMON CENTS INVESTING, LLC

CRD#: 290105 / SEC#: 801-111907

RIA

Registered Investment Advisory firm - (10/20/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1982

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/25/1975

Registered Representative Examination

Current Firm

UNCOMMON CENTS INVESTING

UNCOMMON CENTS INVESTING | UNCOMMON CENTS INVESTING, LLC

CRD#: 290105 / SEC#: 801-111907

RIA

Registered Investment Advisory firm - (10/20/2017 Approved)

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Contact information

Main Address

1215 Suffolk Dr. Unit 100, Janesville, WI 53546

Mailing Address

Phone number

(608) 563-2437

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	1,059
AUM (Assets Under Management)	$ 417,353,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John D. Berkley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D Berkley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

FPC SECURITIES CORPORATION

Primary Firm SEC Registration

UNCOMMON CENTS INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2000

Series 63

Date: 10/29/1997

SIE

Date: 10/31/2017

Series 7

Date: 2/20/1982

Series 1

Date: 6/25/1975

Current Firm

UNCOMMON CENTS INVESTING

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNCOMMON CENTS INVESTING

TRUST BUT VERIFY

Contact information

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