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AH

Alfred Hoak

HAMPTONROCK PARTNERS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 8094541
AH

Professional summary

Alfred Hoak is a registered financial professional currently at HAMPTONROCK PARTNERS located in Dallas, Texas.

Alfred is registered as a RR (Registered Representative) and started their career in finance in 2025. Alfred has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alfred Hoak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2025 - Present

HAMPTONROCK PARTNERS

Office #1: 100 Crescent Ct Ste 525, Dallas, TX 75201
BD
CRD#: 306647
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/7/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HP
HAMPTONROCK PARTNERS
HAMPTONROCK PARTNERS | HAMPTONROCK PARTNERS, LLC

CRD#: 306647 / SEC#: , 8-70461

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
100 Crescent Ct Ste 525, Dallas, TX 75201
Mailing Address
100 Crescent Ct Ste 525, Dallas, TX 75201
Phone number
(214) 251-8118
Established
Delaware since 10/24/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHNSWOOD, LLCOWNER
BROWN, STUART LAIDLAWCEO4250877
RUSTAD, STEPHANIE THERESEFINOP2327465
STANTON, KIMBERLYCCO6574919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMPTONROCK PARTNERS

CRD#: 306647Dallas, TX 75201

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