Yee Y. Wong
Professional summary
Yee Yee Wong is a registered financial professional currently at COLONIAL SECURITIES, INC. located in New York, New York.
Yee is registered as a RR (Registered Representative) and started their career in finance in 1975. Yee has worked at 1 firm and has passed the Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27, Series 24, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yee Yee Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 1975 - Present
COLONIAL SECURITIES, INC.
Office #1: 80 Bowery Room 603, New York, NY 10013-4689Office #2: 80 Bowery Room 603, New York, NY 10013-4689State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationF04
Date: 5/1/1978
Financial Principal ExaminationSeries 40
Date: 4/24/1978
Registered Principal ExaminationFINRA
Current Firm
COLONIAL SECURITIES, INC.
CRD#: 3013 / SEC#: , 8-17631
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 11 |
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