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FIRM PROFILE
Overview
COLONIAL SECURITIES, INC. is located at 80 Bowery Room 603, New York, NY 10013-4689 and was first established at New York, New Jersey in 12/11/1972. After operating for 53 years, COLONIAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COLONIAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. COLONIAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COLONIAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 11 disclosures, 11 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COLONIAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COLONIAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for COLONIAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
80 Bowery Room 603, New York, NY 10013-4689
80 Bowery Room 603, New York, NY 10013-4689
Small
(212) 587-3970
New Jersey since 12/11/1972
Corporation
December
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Advisor's working at COLONIAL SECURITIES, INC.
Colin James Wong
David Wong
Cindy Sf Wu
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