Harris N. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harris Newton May was a registered financial professional .
Harris is a previously registered financial professional and started their career in finance in 1975. Harris had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2002 - February 2, 2018
STRATEGIC PARTNERS INVESTMENT ADVISORS, INC.
August 22, 2000 - October 25, 2011
SECURITY DEALERS GUILD, INC.
April 23, 1984 - December 8, 1999
MORGAN STANLEY & CO. LLC
October 7, 1983 - May 3, 1984
PERSHING LLC
June 22, 1982 - September 23, 1983
WESTPAC POLLOCK & CO. INC.
April 7, 1978 - May 10, 1982
AMERICAN SECURITIES BD CO., L.P.
January 18, 1978 - April 25, 1978
LOEB PARTNERS
August 17, 1977 - January 20, 1978
LOEB, RHOADES & CO. INC.
June 25, 1975 - August 20, 1977
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STRATEGIC PARTNERS INVESTMENT ADVISORS, INC.
CRD#: 109568 / SEC#: 801-58045
Contact information
Red Flags
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