Barry L. Wilken

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CRD#: 808792

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Lynn Wilken was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1975. Barry had worked at 12 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2009 - November 20, 2013

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

SAN DIEGO, CA

Past

July 2, 2008 - February 3, 2009

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

SAN DIEGO, CA

Past

June 17, 2008 - December 4, 2012

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

SAN DIEGO, CA

Past

October 5, 2006 - June 2, 2008

CAPITAL GROWTH RESOURCES

CRD#: 7779

EL CAJON, CA

Past

February 16, 2005 - November 28, 2006

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

OAKBROOK, IL

Past

February 15, 2005 - August 24, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

OAKBROOK, IL

Past

January 1, 2002 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

February 21, 1997 - January 1, 2002

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Past

January 26, 1996 - October 18, 1996

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

October 11, 1989 - January 18, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

October 18, 1982 - September 21, 1989

ILG SECURITIES CORPORATION

CRD#: 422

KANSAS CITY, MO

Past

June 10, 1975 - October 12, 1982

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 6/7/1975

Registered Representative Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barry L. Wilken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL BROKERAGE, INC.

CAPITAL GROWTH RESOURCES

INTERACTIVE FINANCIAL ADVISORS

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

IAC SECURITIES, INC.

PINEBRIDGE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

ILG SECURITIES CORPORATION

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/1996

Series 1

Date: 6/7/1975

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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