Christopher I. Espinoza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Isaac Espinoza, who also goes by Christopher Espinoza, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2025. Christopher had worked at 1 firm and has passed the Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2025 - March 5, 2026
QUADRIGA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/22/2025
Investment Banking Registered Representative ExaminationCurrent Firm
QUADRIGA SECURITIES, LLC
CRD#: 153861 / SEC#: , 8-68580
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
