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ML

Mark Lawlor

CITIZENS JMP SECURITIES
Tampa, FL 33607
Some features on this profile are disabled
CRD#: 8084145
ML
Mark LawlorCITIZENS JMP SECURITIES

Professional summary

Mark Lawlor, who also goes by Mark Ryan Lawlor, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Tampa, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2025. Mark has worked at 2 firms and has passed the Series 63, Series 50, Series 7TO, Series 52TO and SIE exams.

Aliases

Mark Ryan Lawlor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Lawlor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

CITIZENS JMP SECURITIES, LLC

Office #1: 4211 W Boy Scout Blvd Suite 750 , Tampa, FL 33607
BD
CRD#: 22208
Tampa, FL
Past

October 28, 2025 - August 10, 2026

SOUTHSTATE SECURITIES CORP.

BD
CRD#: 6950
Tampa, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/19/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/1/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 50
Date: 4/6/2026
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/19/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CJ
CITIZENS JMP SECURITIES, LLC
CITIZENS | TRINITY CAPITAL | MITCHUM, JONES & TEMPLETON, INC. | JOLSON MERCHANT PARTNERS | JMP SECURITIES LLC | JMP SECURITIES | DH CAPITAL | CITIZENS M&A ADVISORY | CITIZENS JMP SECURITIES, LLC | CITIZENS JMP | CITIZENS CAPITAL MARKETS & ADVISORY | CITIZENS CAPITAL MARKETS

CRD#: 22208 / SEC#: , 8-39613

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
101 California Street Ste 1700, San Francisco, CA 94111
Mailing Address
101 California Street Ste 1700, San Francisco, CA 94111
Phone number
(415) 835-8900
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JMP HOLDING LLCPARENT COMPANY
CONROY, WALTER IVORGENERAL COUNSEL6641487
GREGORY, JOHNPRESIDENT4600619
JACKSON, RAYMOND SIVACHIEF FINANCIAL OFFICER5563363
MCLAUGHLIN, BRENDANCHIEF COMPLIANCE OFFICER2562815
O'DAY, JAMES CORTLANDHEAD OF EQUITIES5618215
PITARRESI, JOHN CHARLESSENIOR REGISTERED OPTIONS PRINCIPAL (SROP)2064758
SLADER, GAVIN WILLEYHEAD OF INVESTMENT BANKING4130019
SPURR, JEFFREY HOLMESHEAD OF RESEARCH1384716
SUCHY, GREGORY JOHNCHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER5907019
WHITEHEAD, AIDAN PETERHEAD OF TRADING & SALES TRADING2474257
XIAO, ZHUO VIVIAN XUANFINOP5121578

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITIZENS JMP SECURITIES, LLC

CRD#: 22208Tampa, FL 33607

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