Jeannette L. Smith

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CRD#: 808134

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeannette Louise Smith, who also goes by Jeannette Louise Mills, Jann Smith, was a registered financial professional .

Jeannette is a previously registered financial professional and started their career in finance in 1975. Jeannette had worked at 6 firms and has passed the Series 65, Series 63 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeannette Louise Mills | Jann Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 29, 2008 - September 22, 2014

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

August 15, 2001 - September 19, 2014

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

November 30, 1993 - July 7, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 3, 1989 - December 24, 1991

PACIFIC INVESTMENT SECURITIES CORP.

CRD#: 16339

PORTLAND, OR

Past

October 9, 1981 - February 11, 1985

OMEGA NORTHWEST, INC.

CRD#: 8630

Past

May 28, 1975 - July 31, 1989

MARQUAM CAPITAL CORPORATION

CRD#: 5669

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1990

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 00

Date: 5/23/1975

General Securities Principal Examination

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204

Mailing Address

900 Sw Fifth Avenue C22, Portland, OR 97204

Phone number

(800) 858-5420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	103,728
AUM (Assets Under Management)	$ 33,592,166,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report
03/28/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeannette L. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STANCORP EQUITIES, INC.

SENTRA SECURITIES CORPORATION

PACIFIC INVESTMENT SECURITIES CORP.

OMEGA NORTHWEST, INC.

MARQUAM CAPITAL CORPORATION

Primary Firm SEC Registration

STANCORP INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/1999

Series 63

Date: 5/30/1990

Series 00

Date: 5/23/1975

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STANCORP INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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