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LM

Lawrence G. Mcguire

RED ROCK CAPITAL ADVISORS
Hibbing, MN
Some features on this profile are disabled
CRD#: 807422
LM

Professional summary


Lawrence Gaylord Mcguire, CFA, who also goes by Larry Mcguire, Lawrence G Mcguire, is a registered financial advisor currently at RED ROCK CAPITAL ADVISORS, LLC located in Hibbing, Minnesota.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, Series 42, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Larry Mcguire | Lawrence G Mcguire

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Lawrence Gaylord Mcguire's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

August 25, 2002 - Present

RED ROCK CAPITAL ADVISORS, LLC

RIA
CRD#: 121855
Hibbing, MN
Past

January 26, 2001 - May 14, 2002

GARRETT NAGLE & CO., INC.

BD
CRD#: 7071
WOBURN, MA
Past

February 26, 1999 - January 11, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

September 9, 1998 - April 8, 1999

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 26, 1990 - July 10, 1997

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

May 31, 1984 - May 4, 1990

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

May 2, 1975 - May 21, 1984

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/4/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/2/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 42
Date: 1/8/1999
Registered Options Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RR
RED ROCK CAPITAL ADVISORS, LLC
RED ROCK CAPITAL ADVISORS, LLC

CRD#: 121855 / SEC#:

Massachusetts
Registered Investment Advisory firm - (9/26/2019 Terminated)
Minnesota
Registered Investment Advisory firm - (9/4/2002 Approved)
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Contact information


Main Address
Hibbing, MN
Mailing Address
P. O Box 609, Hibbing, MN 55746
Phone number
(218) 262-3638
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts34
AUM (Assets Under Management)$ 12,356,171

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RED ROCK CAPITAL ADVISORS, LLC

CRD#: 121855Hibbing, MN

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