BH
Brett Herron
HFM INVESTMENT ADVISORS
Glassboro, NJ 08028
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CRD#: 8073969
BH
Professional summary
Brett Herron is a registered financial advisor currently at HFM INVESTMENT ADVISORS, LLC located in Glassboro, New Jersey.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Brett has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Herron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2025 - Present
HFM INVESTMENT ADVISORS, LLC
Office #1: 102 West High Street Suite 200, Glassboro, NJ 08028RIA
CRD#: 289103
Glassboro, NJ
Past
April 15, 2025 - April 21, 2025
HFM INVESTMENT ADVISORS, LLC
RIA
CRD#: 289103
GLASSBORO, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HFM INVESTMENT ADVISORS, LLC
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103 / SEC#: 801-120796
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/27/2021 Terminated)Texas
Registered Investment Advisory firm - (4/27/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/8/2025)
Current Firm
HI
HFM INVESTMENT ADVISORS, LLC
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103 / SEC#: 801-120796
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/27/2021 Terminated)Texas
Registered Investment Advisory firm - (4/27/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
102 West High Street Suite 200, Glassboro, NJ 08028
Mailing Address
Phone number
(856) 232-2270
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,171 |
| AUM (Assets Under Management) | $ 329,327,274 |
Red Flags
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Company Information
HFM INVESTMENT ADVISORS, LLC
CRD#: 289103Glassboro, NJ 08028TRUST BUT VERIFY
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