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Christopher Harris

NORTHLAND SECURITIES
Omaha, NE
·CRD# 8073900·1 year experience

Professional Summary

Christopher Harris, who also goes by Chris Russell Harris, is a registered financial advisor currently at NORTHLAND SECURITIES, INC. located in Omaha, Nebraska. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2025. Christopher has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Russell Harris

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

NORTHLAND SECURITIES, INC.·CRD# 40258
RIA
BD
1601 Dodge Street Stop 3284, Omaha, NE 68197
October 8, 2025 - Present

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Current Firm

NS
NORTHLAND SECURITIES, INC.

N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT

CRD#: 40258 / SEC#: 801-96329, 8-48994
RIA
Registered Investment Advisory firm - SEC (5/26/2015 Approved)
Illinois
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Iowa
Registered Investment Advisory firm - SEC (6/30/2015 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Texas
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

150 South Fifth Street Suite 3300, Minneapolis, MN 55402

Mailing Address

150 South Fifth Street Suite 3300, Minneapolis, MN 55402

Phone Number

(612) 851-5900

Established

Minnesota since 09/14/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

22

SEC notice filing (21 States and Territories)

Registered to provide investment advisory services in 21 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 21 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NORTHLAND ASSET MANAGEMENT WRAP BROCHURE (3/27/2026)

Direct owners and executive officers

NamePositionCRD#
NORTHLAND CAPITAL HOLDINGS, INC.DIRECT OWNER—
ALDEN, DUSTIN RICHARDCHIEF FINANCIAL OFFICER, FINOP6131554
HENN, TIFFANY DAWNDIRECTOR5515577
NITZSCHE, RANDY GENECEO, PRESIDENT1558954
RUGGIERO, CHRISTOPHER ROBERTDIRECTOR4197520
SPANIER, TRACI LEECHIEF COMPLIANCE OFFICER2897659

Regulatory Assets Under Management

Total Number of Accounts

1,192

AUM (Assets Under Management)

$405,485,183

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTHLAND SECURITIES, INC.

N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT

CRD#: 40258 / SEC#: 801-96329, 8-48994
RIA
Registered Investment Advisory firm - SEC (5/26/2015 Approved)
Illinois
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Iowa
Registered Investment Advisory firm - SEC (6/30/2015 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Texas
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/17/2026)
RR
Minnesota
(10/22/2025)
RR
Nebraska
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2025About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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