Tiffany Dawn Henn
Professional Summary
Tiffany Dawn Henn, who also goes by Tiffany Dawn Brinkman, Tiffany Dawn Koch, is a registered financial advisor currently at NORTHLAND SECURITIES, INC. located in Minneapolis, Minnesota. Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2008. Tiffany has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tiffany Dawn Brinkman, Tiffany Dawn Koch
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT
Contact Information
Main Address
150 South Fifth Street Suite 3300, Minneapolis, MN 55402Mailing Address
150 South Fifth Street Suite 3300, Minneapolis, MN 55402Phone Number
(612) 851-5900Established
Minnesota since 09/14/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
22SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,192AUM (Assets Under Management)
$405,485,183Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tiffany Dawn Henn's CRS (Customer Relationship Summary).
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