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Michael Francis Keville

CRD# 807319·Registered 1975 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Francis Keville was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1975 - 2015. Michael had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

ARBOR COURT CAPITAL, LLC·CRD# 143839
BD
Broadview Heights, OH
March 27, 2015 - June 19, 2015
HERBERT J. SIMS & CO, INC.·CRD# 3420
BD
Fairfield, CT
May 10, 2012 - September 30, 2013
OAK STREET SECURITIES, INC.·CRD# 133591
BD
Forest Lake, MN
April 14, 2010 - December 7, 2010
OAK STREET SECURITIES, INC.·CRD# 133591
BD
Forest Lake, MN
April 30, 2008 - September 1, 2009
WHARTON EQUITY CORPORATION·CRD# 10170
BD
Wayne, PA
October 4, 2005 - July 18, 2007
DBSI SECURITIES CORPORATION·CRD# 11687
BD
Boise, ID
May 17, 2005 - August 16, 2005
WHARTON EQUITY CORPORATION·CRD# 10170
BD
Wayne, PA
June 15, 1995 - May 12, 2005
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
December 8, 1992 - June 14, 1995
PLANNED INVESTMENTS INC.·CRD# 5066
BD
Atlanta, GA
November 8, 1990 - December 31, 1992
CARNEGIE SECURITIES CORPORATION·CRD# 14871
BD
October 17, 1985 - November 26, 1990
INVESTACORP, INC.·CRD# 7684
BD
April 17, 1985 - December 12, 1985
WESTMORELAND CAPITAL CORPORATION·CRD# 11469
BD
July 11, 1984 - April 9, 1985
WHARTON EQUITY CORPORATION·CRD# 10170
BD
November 16, 1982 - October 9, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
June 3, 1982 - November 30, 1982
ELKINS & CO.·CRD# 6789
BD
July 19, 1979 - August 19, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - July 14, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
April 24, 1975 - September 26, 1978

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Current Firm

AC
ARBOR COURT CAPITAL, LLC

ARBOR COURT CAPITAL, LLC

CRD#: 143839 / SEC#: 8-67609
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147

Mailing Address

8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147

Phone Number

(440) 922-0066

Established

Ohio since 11/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GETTS, GREGORY BRAINARDCFO, FINANCIAL PRINCIPAL, PRESIDENT1300527
MILCINOVIC, STEVEN ANTHONYCCO, FINANCIAL PRINCIPAL6435702

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1975About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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