AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GG

Gregory Brainard Getts

ARBOR COURT CAPITAL
Broadview Heights, OH
·CRD# 1300527·42 years experience

Professional Summary

Gregory Brainard Getts is a registered financial advisor currently at ARBOR COURT CAPITAL, LLC located in Broadview Heights, Ohio. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1986. Gregory has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
View profile
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Years of Experience

42 years in the financial services industry

Current & Past Employments

ARBOR COURT CAPITAL, LLC·CRD# 143839
BD
1. 8000 Town Centre Drive Suite 400, Broadview Heights, OH 441462. 8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147
July 20, 2011 - Present
INVERNESS SECURITIES, LLC·CRD# 129914
BD
Cleveland, OH
July 21, 2016 - December 5, 2016
INVERNESS SECURITIES, LLC·CRD# 129914
BD
Cleveland, OH
April 12, 2004 - June 24, 2016
AMERICA NORTHCOAST SECURITIES, INC.·CRD# 16076
BD
Cleveland, OH
September 24, 2001 - April 19, 2004
FIFTH THIRD/MAXUS SECURITIES INC·CRD# 6790
BD
Cleveland, OH
October 4, 2000 - September 17, 2001
AMERICA NORTHCOAST SECURITIES, INC.·CRD# 16076
BD
Cleveland, OH
February 18, 1999 - October 3, 2000
INTERACTIVE PLANNING CORP.·CRD# 40261
BD
Lexington, KY
October 17, 1996 - January 29, 1999
FIFTH THIRD/MAXUS SECURITIES INC·CRD# 6790
BD
Cleveland, OH
January 1, 1996 - September 26, 1996
MATHEMATICAL BROKERAGE SERVICES, INC.·CRD# 15592
BD
April 8, 1986 - October 16, 1995

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Current Firm

AC
ARBOR COURT CAPITAL, LLC

ARBOR COURT CAPITAL, LLC

CRD#: 143839 / SEC#: 8-67609
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147

Mailing Address

8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147

Phone Number

(440) 922-0066

Established

Ohio since 11/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GETTS, GREGORY BRAINARDCFO, FINANCIAL PRINCIPAL, PRESIDENT1300527
MILCINOVIC, STEVEN ANTHONYCCO, FINANCIAL PRINCIPAL6435702

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(8/15/2016)
RR
Connecticut
(3/24/2023)
RR
District of Columbia
(11/18/2016)
RR
Florida
(2/2/2026)
RR
Georgia
(10/27/2016)
RR
Illinois
(10/27/2016)
RR
Maine
(10/27/2016)
RR
Maryland
(10/27/2016)
RR
Massachusetts
(10/27/2016)
RR
Minnesota
(2/3/2021)
RR
Mississippi
(10/27/2016)
RR
Missouri
(10/27/2016)
RR
Nebraska
(12/1/2020)
RR
New Hampshire
(10/27/2016)
RR
New Jersey
(6/26/2014)
RR
Ohio
(1/26/2017)
RR
Oregon
(10/27/2016)
RR
Pennsylvania
(10/27/2016)
RR
South Dakota
(1/19/2017)
RR
Tennessee
(10/27/2016)
RR
Texas
(10/27/2016)
RR
Utah
(10/27/2016)
RR
Vermont
(10/27/2016)
RR
Virginia
(3/31/2014)
RR
West Virginia
(10/27/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1997About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1994About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1985About the Series 27 exam
FINRA
SRO Registrations

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Gregory Brainard Getts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

BK
Boris Markovich Kagarlitskiy

KEY INVESTMENT SERVICES LLC

UNIVERSITY HEIGHTS, OH · CRD#
AA
Ashley Nicole Arsena

CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD#
JM
James Magyari

COMMONWEALTH FINANCIAL NETWORK

Solon, OH · CRD#
GG
Follow Gregory
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required