Barbara M. Mccormack

MCCORMACK FINANCIAL PLANNING

Atlanta, GA 30342

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CRD#: 807282

Professional summary

Barbara Miner Mccormack, CFP®, who also goes by Barbara Paula Mccormack, Barbara Paula Miner, Barbara Miner, Barbara Werth, is a registered financial advisor currently at MCCORMACK FINANCIAL PLANNING INC. located in Atlanta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.

Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Barbara has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Paula Mccormack | Barbara Paula Miner | Barbara Miner | Barbara Werth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE, VARIABLE LIFE INSURANCE AGENT; MCCORMACK FINANCIAL PLANNING, INC.- RIA/CFP PREPARATION OF ESTATE AND FINANCIAL PLANNING//SELF-BRANDED MCCORMACK FINANCIAL PLANNING, INC.- INVESTMENT RELATED - 40HRS/WK.;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Miner Mccormack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 1, 2005 - Present

MCCORMACK FINANCIAL PLANNING INC.

Office #1: 5605 Glenridge Drive Suite 950, Atlanta, GA 30342

RIA

CRD#: 136857

Atlanta, GA

Current

November 21, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 5605 Glenridge Dr. Suite 950, Atlanta, GA 30342

CRD#: 39543

Atlanta, GA

Past

January 2, 2014 - November 21, 2025

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ATLANTA, GA

Past

August 17, 2009 - December 31, 2013

CAPE SECURITIES INC.

CRD#: 7072

ATLANTA, GA

Past

October 3, 2005 - August 13, 2009

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ATLANTA, GA

Past

December 19, 2003 - October 5, 2005

FINANCIAL NETWORK CORP

RIA

CRD#: 110229

ATLANTA, GA

Past

February 28, 2003 - September 30, 2005

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ATLANTA, GA

Past

July 18, 1994 - September 30, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 12, 1993 - July 18, 1994

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

December 7, 1989 - April 27, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 7, 1989 - April 27, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 25, 1989 - December 12, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 19, 1986 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(9/8/2005)

Georgia
(11/21/2025)

Montana
(11/21/2025)

North Carolina
(11/21/2025)

Washington
(11/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 10/27/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/27/1986

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 9/29/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

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Contact information

Main Address

5605 Glenridge Drive Suite 950, Atlanta, GA 30342

Mailing Address

Phone number

(404) 236-7316

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCCORMACK FINANCIAL PLANNING WRAP FEE BROCHURE (5/22/2025)

MCCORMACK FINANCIAL PLANNING DISCLOSURE BROCHURE (5/22/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 103,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barbara M. Mccormack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Miner Mccormack's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

DEMPSEY LORD SMITH, LLC

CAPE SECURITIES INC.

SECURITIES SERVICE NETWORK, LLC

FINANCIAL NETWORK CORP

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

KEOGLER, MORGAN & COMPANY, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

MCCORMACK FINANCIAL PLANNING INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/1991

Series 63

Date: 2/24/1986

SIE

Date: 10/1/2018

Series 15

Date: 10/27/1986

Series 5

Date: 10/27/1986

Series 3

Date: 9/29/1986

Series 7

Date: 2/15/1986

Series 24

Date: 10/20/2005

FINRA

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCORMACK FINANCIAL PLANNING INC.

TRUST BUT VERIFY

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