Henry R. Chaussée

STUART CHAUSSÉE & ASSOCIATES

Palos Verdes Estates, CA

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CRD#: 8070187

Professional summary

Henry Robert Chaussée, who also goes by Henry Robert Chaussee, is a registered financial advisor currently at STUART CHAUSSÉE & ASSOCIATES, INC. located in Palos Verdes Estates, California.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Henry has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry Robert Chaussee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Robert Chaussée's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

STUART CHAUSSÉE & ASSOCIATES, INC.

RIA

CRD#: 112105

Palos Verdes Estates, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STUART CHAUSSÉE & ASSOCIATES, INC.

CHAUSSEE, STUART DUBES | STUART DUBES CHAUSSEE | STUART CHAUSSÉE & ASSOCIATES, INC. | STUART CHAUSSEE & ASSOCIATES

CRD#: 112105 / SEC#: 801-110912

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

California

Registered Investment Advisory firm - (9/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2024

Uniform Investment Adviser Law Examination

Current Firm

STUART CHAUSSÉE & ASSOCIATES, INC.

CHAUSSEE, STUART DUBES | STUART DUBES CHAUSSEE | STUART CHAUSSÉE & ASSOCIATES, INC. | STUART CHAUSSEE & ASSOCIATES

CRD#: 112105 / SEC#: 801-110912

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

California

Registered Investment Advisory firm - (9/8/2017 Terminated)

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Contact information

Main Address

Palos Verdes Estates, CA

Mailing Address

468 North Camden Drive, Beverly Hills, CA 90210

Phone number

(310) 373-3732

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/29/2025)

Regulatory assets under management

Total Number of Accounts	473
AUM (Assets Under Management)	$ 407,851,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry R. Chaussée

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Robert Chaussée's CRS (Customer Relationship Summary).

Certified licenses

Experience

STUART CHAUSSÉE & ASSOCIATES, INC.

Primary Firm SEC Registration

STUART CHAUSSÉE & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2024

Current Firm

STUART CHAUSSÉE & ASSOCIATES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STUART CHAUSSÉE & ASSOCIATES, INC.

TRUST BUT VERIFY

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