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Lucka Dzagania

EARLYBIRDCAPITAL
NY, NY
·CRD# 8070106·3 years experience

Professional Summary

Lucka Dzagania is a registered financial advisor currently at EARLYBIRDCAPITAL, INC. located in Ny, New York. Lucka is registered as a RR (Registered Representative) and started their career in finance in 2025. Lucka has worked at 1 firm and has passed the Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
366 Madison Ave. 8th Floor, Ny, NY 10017
July 24, 2025 - Present

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Current Firm

EI
EARLYBIRDCAPITAL, INC.

CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.

CRD#: 28629 / SEC#: 8-43828
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

One Huntington Quadrangle, Suite 1c15, Melville, NY 11747

Mailing Address

1 Huntington Quadrangle 1c15, Melville, NY 11747

Phone Number

+1 (631) 770-0600

Established

Delaware since 05/09/1991

Firm Type

Corporation

Fiscal Year End

January

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EBC HOLDINGS INC.HOLDING COMPANY—
KAUFMANN, AMY ELIZABETHEXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER2776989
LEVINE, STEVEN ARTHURPRESIDENT/DIRECTOR2714473
NUSSBAUM, DAVID MARTINCHAIRMAN/DIRECTOR1631483
PENDERGAST, MICHELLE MARIEFINOP/CFO5441721

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jul 2025About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lucka Dzagania's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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