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AN

Alessia R. Nardine

MMA SECURITIES
New York, NY 10017
CRD#: 8069213
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AN
Alessia Rocca NardineMMA SECURITIES

Professional summary

Alessia Rocca Nardine, who also goes by Alessia Nardine, is a registered financial advisor currently at MMA SECURITIES LLC located in New York, New York.

Alessia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Alessia has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alessia Nardine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alessia Rocca Nardine's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Alessia Rocca Nardine's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2026 - Present

MMA SECURITIES LLC

Office #1: 350 Madison Ave 7th Floor, New York, NY 10017
RIA
BD
CRD#: 44254
New York, NY
Current

September 2, 2025 - Present

MMA SECURITIES LLC

Office #1: 350 Madison Ave 7th Floor, New York, NY 10017
RIA
BD
CRD#: 44254
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)
Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)
Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MMAS PERSONALIZED ADVISORY SERVICES FIRM BROCHURE 03.2025 (3/27/2025)
MMAS RETIREMENT PLAN SERVICES FIRM BROCHURE 03.2025 (3/27/2025)
MMAS PROSPER WISE FIRM BROCHURE 03.2025 (3/27/2025)

Direct owners and executive officers

NamePositionCRD#
MARSH INSURANCE & INVESTMENTS LLCOWNER
BARTKUS, BRIAN EDWARDSENIOR SUPERVISORY PRINCIPAL2827119
BLACKMORE, KIMBERLY LYNNFINOP, CFO, PFO, POO, AND DIRECTOR2219307
REID, CRAIG JPRESIDENT, DIRECTOR6280558
WEINSTOCK, JUDITH ANNCHIEF COMPLIANCE OFFICER, CHIEF COUNSEL AND DIRECTOR8096565

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MMA SECURITIES LLC

CRD#: 44254New York, NY 10017

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