LW
Lloyd R. Wilson
EAGLE STRATEGIES LLC
BIRMINGHAM, AL 35205
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CRD#: 806330
LW
Professional summary
Lloyd Reed Wilson is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Birmingham, Alabama and NYLIFE SECURITIES LLC located in Birmingham, Alabama.
Lloyd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Lloyd has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; OPERATING UNDER THE DBA NAME OF LLOYD R. WILSON & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE 12/2002; 2311 HIGHLAND AVE S STE 101 BIRMINGHAM AL 35205] [Lloyd and Sherry Scholars Fund/ Department of Neurosurgery at University of Alabama Medical Center; It funds residents and fellows through the five-year neurosurgical program prior to the neurosurgery fellow moving into private practice.; FOT 950D, UAB Medicine, 1720 2nd Ave So, Birmingham, AL 35294; Start Date 12/2013; Role/Title: Creator; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Glenn 144 LLC; Conservation Easement; 7401 Watson Rd Suite 88 St. Louis Mossouri 63119; Start Date 12/2017; Role/Title: Member; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Stifel Trust Company; referral agreement; 2311 Highland Avenue South, Birmingham, AL 35205; Start Date 03/2013; Role/Title: Consultant; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; referrals for trust services] [PARKINSON'S ASSOCIATION OF ALABAMA; BOARD MEMBER; NON INVESTMENT RELATED; START DATE 2/2013] [Robert and Lois Luckie Charitable Foundation; Charitable Private Foundation; 600 Luckie Drive, Suite 150, Birmingham, AL 35223; Start Date 09/2020; Role/Title: Consultant; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours;Facilitating monthly or quarterly foundation meetings. At their request, they are drawing on my past experience and expertise in grant requests, grant reviews, grant making, and timing of grants] [Oakworth Capital Bank ; Privately Owned Bank; 850 Shades Creek Parkway Suite 200; Start Date 02/2003; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Lloyd Reed Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 2311 Highland Ave S Ste 101, Birmingham, AL 35205RIA
CRD#: 110826
BIRMINGHAM, AL
Current
July 27, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 2311 Highland Ave South Ste 101, Birmingham, AL 35205BD
CRD#: 5167
Birmingham, AL
Past
August 26, 1980 - May 6, 1983
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
March 26, 1975 - December 26, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/1984)
IAR
Alabama(3/2/2000)
IAR
Texas(11/1/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/24/1975
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Birmingham, AL 35205TRUST BUT VERIFY
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