Emma I. Schneider

TRADEWINDS

RALEIGH, NC 27612

CRD#: 8061141

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Professional summary

Emma Isabelle Schneider, who also goes by Emma I Schneider, is a registered financial advisor currently at TRADEWINDS, LLC located in Raleigh, North Carolina.

Emma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Emma has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Emma I Schneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Isabelle Schneider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2026 - Present

TRADEWINDS, LLC

Office #1: 4600 Marriott Dr. Suite 200, Raleigh, NC 27612

RIA

CRD#: 316415

RALEIGH, NC

Past

June 13, 2025 - March 5, 2026

MORGAN STANLEY

RIA

CRD#: 149777

Raleigh, NC

Past

June 12, 2025 - March 5, 2026

MORGAN STANLEY

CRD#: 149777

Raleigh, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS, LLC

CRD#: 316415 / SEC#: 801-122614

RIA

Registered Investment Advisory firm - (11/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/12/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/24/2025

Securities Industry Essentials Examination

Current Firm

TRADEWINDS, LLC

CRD#: 316415 / SEC#: 801-122614

RIA

Registered Investment Advisory firm - (11/4/2021 Approved)

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Contact information

Main Address

4600 Marriott Dr. Suite 200, Raleigh, NC 27612

Mailing Address

Phone number

(984) 257-9091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRADEWINDS ADV 2A (3/13/2026)

Regulatory assets under management

Total Number of Accounts	1,672
AUM (Assets Under Management)	$ 659,399,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emma I. Schneider

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emma Isabelle Schneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEWINDS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

TRADEWINDS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2025

Series 7TO

Date: 6/12/2025

SIE

Date: 2/24/2025

Current Firm

TRADEWINDS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS, LLC

TRUST BUT VERIFY

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