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YW

Yuxuan Wang

SALEM PARTNERS
LOS ANGELES, CA 90025
CRD#: 8057184
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YW
Yuxuan WangSALEM PARTNERS

Professional summary

Yuxuan Wang, who also goes by Duke Wang, is a registered financial professional currently at SALEM PARTNERS LLC located in Los Angeles, California.

Yuxuan is registered as a RR (Registered Representative) and started their career in finance in 2025. Yuxuan has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Duke Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yuxuan Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2025 - Present

SALEM PARTNERS LLC

Office #1: 11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
BD
CRD#: 43363
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/25/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SALEM PARTNERS LLC
SALEM PARTNERS HOLDINGS, LLC | SALEM PARTNERS, LLC | SALEM PARTNERS LLC

CRD#: 43363 / SEC#: , 8-50241

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
Mailing Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
Phone number
(310) 806-4200
Established
Delaware since 01/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SALEM PARTNERS HOLDINGS, LLCDIRECT OWNER
DYETT, JOHN HATHAWAY IIIMEMBER/CO-CEO//TRUSTEE OF THE DYETT FAMILY TRUST DTD 11/09/20042582657
KAMANGAR, GOLICCO, AMLCO, COO2562201
PROUGH, STEPHEN MICHAELMEMBER/CO-CEO/TRUSTEE OF THE BERTI PROUGH TRUST 02/03/20052305366

Disclosures

Regulatory Event1

Red Flags

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Company Information

SALEM PARTNERS LLC

CRD#: 43363Los Angeles, CA 90025

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