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BH

Blake C. Harland

RMB SECURITIES (USA)
NEW YORK, NY 10019
CRD#: 8053232
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BH
Blake Conrad Roger HarlandRMB SECURITIES (USA)

Professional summary

Blake Conrad Roger Harland is a registered financial professional currently at RMB SECURITIES (USA) INC. located in New York, New York.

Blake is registered as a RR (Registered Representative) and started their career in finance in 2025. Blake has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Blake Conrad Roger Harland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2025 - Present

RMB SECURITIES (USA) INC.

Office #1: 75 Rockefeller Plaza Suite 23a, New York, NY 10019
BD
CRD#: 314958
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/28/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RMB SECURITIES (USA) INC.
RMB SECURITIES (USA) INC.

CRD#: 314958 / SEC#: , 8-70765

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Mailing Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Phone number
(917) 947-3111
Established
Delaware since 04/26/2021
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FIRSTRAND SECURITIES LIMITEDOWNER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
GREGORY, JAMES ALEXANDERCHIEF EXECUTIVE OFFICER7116490
MEMBRENO, OSCAR ARMANDO JRCHIEF RISK OFFICER / SECRETARY / PRINCIPAL2261489
TURNER, EDEN KIERNANCCO6348203

Red Flags

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Company Information

RMB SECURITIES (USA) INC.

CRD#: 314958New York, NY 10019

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