Allen D. Suggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Dewitt Suggs JR was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1975. Allen had worked at 2 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1975 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 3, 1975 - March 17, 1992
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/24/1975
Registered Representative ExaminationCurrent Firm
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
CRD#: 2873 / SEC#: , 8-14205
Contact information
Documents
Red Flags
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