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Sruthi S. Sodum

FALCON SQUARE CAPITAL
RALEIGH, NC 27607
CRD#: 8051457
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SS
Sruthi Shrinanda SodumFALCON SQUARE CAPITAL

Professional summary

Sruthi Shrinanda Sodum is a registered financial professional currently at FALCON SQUARE CAPITAL, LLC located in Raleigh, North Carolina.

Sruthi is registered as a RR (Registered Representative) and started their career in finance in 2025. Sruthi has worked at 1 firm and has passed the Series 99TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sruthi Shrinanda Sodum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2025 - Present

FALCON SQUARE CAPITAL, LLC

Office #1: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607
BD
CRD#: 165225
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 9/8/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FALCON SQUARE CAPITAL, LLC
FALCON SQUARE CAPITAL, LLC | HCG

CRD#: 165225 / SEC#: , 8-69147

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3701 Lake Boone Trail Suite 100, Raleigh, NC 27607
Mailing Address
3701 Lake Boone Trail Suite 100, Raleigh, NC 27607
Phone number
(919) 825-1534
Established
North Carolina since 04/02/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PENDERGRASS, MELISSA JOINESCEO, CFO, CCO5392765
CUNNINGHAM, SCOTT LINDSAYMEMBER4829676
WALL, BRAXTON CRAVENMEMBER5557276
WRIGHT, KEATON THOMASMEMBER5703087
PORTWOOD, WILLIAM BOYCEFINOP4853700

Red Flags

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Company Information

FALCON SQUARE CAPITAL, LLC

CRD#: 165225Raleigh, NC 27607

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