Sara K. Dempsey
Professional summary
Sara Kay Dempsey, who also goes by Sara Kay Isaac Dempsey, Kay Dempsey, Sara Kay Isaac, Sara Kay Isaacdempsey, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Sara is registered as a RR (Registered Representative) and started their career in finance in 1981. Sara has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Kay Dempsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 20, 1995 - December 5, 2023
DEMPSEY FINANCIAL NETWORK, INC.
January 12, 1994 - July 28, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 3, 1983 - January 14, 1994
CONSECO FINANCIAL SERVICES, INC.
December 14, 1981 - June 6, 1983
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 2/26/1975
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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