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TL

Tucker J. Leicht

BAIN CAPITAL MARKETS
Boston, MA 02116
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CRD#: 8051018
TL

Professional summary


Tucker James Leicht, who also goes by Tucker Leicht, is a registered financial professional currently at BAIN CAPITAL MARKETS, LLC located in Boston, Massachusetts.

Tucker is registered as a RR (Registered Representative) and started their career in finance in 2025. Tucker has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tucker Leicht

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tucker James Leicht's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 25, 2025 - Present

BAIN CAPITAL MARKETS, LLC

Office #1: 200 Clarendon Street, Boston, MA 02116
BD
CRD#: 175456
Boston, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/20/2025)
RR
Alaska
(5/20/2025)
RR
Arizona
(5/20/2025)
RR
Arkansas
(5/20/2025)
RR
California
(5/20/2025)
RR
Colorado
(5/20/2025)
RR
Connecticut
(5/20/2025)
RR
Delaware
(5/20/2025)
RR
District of Columbia
(5/20/2025)
RR
Florida
(5/20/2025)
RR
Georgia
(5/20/2025)
RR
Hawaii
(5/20/2025)
RR
Idaho
(5/20/2025)
RR
Illinois
(5/20/2025)
RR
Indiana
(5/20/2025)
RR
Iowa
(5/20/2025)
RR
Kansas
(5/20/2025)
RR
Kentucky
(5/20/2025)
RR
Louisiana
(5/20/2025)
RR
Maine
(5/20/2025)
RR
Maryland
(5/20/2025)
RR
Massachusetts
(5/20/2025)
RR
Michigan
(5/20/2025)
RR
Minnesota
(5/20/2025)
RR
Mississippi
(5/20/2025)
RR
Missouri
(5/20/2025)
RR
Montana
(5/20/2025)
RR
Nebraska
(5/20/2025)
RR
Nevada
(5/20/2025)
RR
New Hampshire
(5/20/2025)
RR
New Jersey
(5/20/2025)
RR
New Mexico
(5/20/2025)
RR
New York
(5/20/2025)
RR
North Carolina
(5/20/2025)
RR
North Dakota
(5/20/2025)
RR
Ohio
(5/20/2025)
RR
Oklahoma
(5/20/2025)
RR
Oregon
(5/20/2025)
RR
Pennsylvania
(5/20/2025)
RR
Puerto Rico
(5/20/2025)
RR
Rhode Island
(5/20/2025)
RR
South Carolina
(5/20/2025)
RR
South Dakota
(5/20/2025)
RR
Tennessee
(5/20/2025)
RR
Texas
(5/20/2025)
RR
Utah
(5/20/2025)
RR
Vermont
(5/20/2025)
RR
Virgin Islands
(5/20/2025)
RR
Virginia
(5/20/2025)
RR
Washington
(5/20/2025)
RR
West Virginia
(5/20/2025)
RR
Wisconsin
(5/20/2025)
RR
Wyoming
(5/20/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/14/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2025
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BAIN CAPITAL MARKETS, LLC
BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: , 8-69599

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
200 Clarendon Street, Boston, MA 02116
Mailing Address
200 Clarendon Street, Boston, MA 02116
Phone number
(617) 516-2318
Established
Delaware since 02/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BCFD, LLCSOLE MEMBER
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAIN CAPITAL MARKETS, LLC

CRD#: 175456Boston, MA 02116

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