Robert D. Mccaskill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Don Mccaskill was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 6 firms and has passed the Series 63, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1996 - March 25, 1998
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
December 4, 1984 - August 1, 1996
MUNICIPAL SECURITIES, INCORPORATED
February 8, 1982 - March 15, 1982
BOLTON FINANCIAL SERVICES, LLC
May 21, 1979 - October 10, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1977 - April 19, 1979
TRANSAMERICAN SECURITIES, INC.
February 24, 1975 - October 29, 1977
M. A. SAUNDERS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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